Investment adviser · CRD 297494
UPPER BAY INFRASTRUCTURE MANAGEMENT, LP
Investment adviser filing (IA)
· Form ADV filed Dec 11, 2023
- Regulatory AUM
- $309M Form ADV · Item 5.F
- Client accounts
- 7 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 5 | $309,216,850 | 100.0% |
| Other clients | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 1805545 · Dec 11, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
5 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
OTV HOLDINGS, LLCPrivate Equity Fund · Last reported Dec 11, 2023$293MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
JPMORGAN CHASE BANK, NA
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-4012077302
- Reported beneficial owners
- 23
- Minimum commitment
- $0
Form ADV 1805545 · Dec 11, 2023 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
UPPER BAY INFRASTRUCTURE PARTNERS, LPPrivate Equity Fund · Last reported Dec 11, 2023$32.3MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
JPMORGAN CHASE BANK, NA
LEI 7H6GLXDRUGQFU57RNE97
CAMPBELL LUTYENS & CO. INC.
CRD 133376 · SEC 8-66720
CHARLES TOWNE SECURITIES, LLC
CRD 172278 · SEC 8-69505
Fund details & source
- Fund ID
- 805-1825771916
- Reported beneficial owners
- 4
- Minimum commitment
- $0
- Form D file number
- 021-359434
Form ADV 1805545 · Dec 11, 2023 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ZON HOLDINGS, LLCPrivate Equity Fund · Last reported Dec 11, 2023$18.5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
JPMORGAN CHASE BANK, NA
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-1920261500
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 1805545 · Dec 11, 2023 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
UPPER BAY INFRASTRUCTURE PARTNERS OFFSHORE B, LPPrivate Equity Fund · Last reported Dec 11, 2023$12.3MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KPMG LLP
PCAOB 185
JPMORGAN CHASE BANK, NA
LEI 7H6GLXDRUGQFU57RNE97
CAMPBELL LUTYENS & CO. INC.
CRD 133376 · SEC 8-66720
CHARLES TOWNE SECURITIES, LLC
CRD 172278 · SEC 8-69505
Fund details & source
- Fund ID
- 805-6530512097
- Reported beneficial owners
- 4
- Minimum commitment
- $0
- Form D file number
- 021-35943401
Form ADV 1805545 · Dec 11, 2023 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
ZON HOLDINGS II, LLCPrivate Equity Fund · Last reported Dec 11, 2023$4.91MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
JPMORGAN CHASE BANK, NA
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-4465857155
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 1805545 · Dec 11, 2023 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Dec 11, 2023. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
CRD 297494
Filing source
Form ADV 1805545 · Dec 11, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.