Investment adviser · CRD 282310

UNTERBERG CAPITAL, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

RUMSON, NJ, United States · Form ADV filed Jan 2, 2019

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

UNTERBERG TAYLOR CAPITAL LLCHedge Fund · Last reported Jan 2, 2019$131MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC HARRISION, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-6863079145
Reported beneficial owners
30
Minimum commitment
$500K
Form D file number
021-1714382

Form ADV 1260518 · Jan 2, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UNTERBERG TECHNOLOGY PARTNERS, LPHedge Fund · Last reported Apr 18, 2017$68.1MGross asset value

Form D fundraising filings

Unterberg Technology Partners, L.P.

Fund administrator CONIFER FINANCIAL SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ESNER AMPER LLP NEW YORK, New York, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-8309938800
Reported beneficial owners
29
Minimum commitment
$500K
Form D file number
021-131911

Form ADV 1106215 · Apr 18, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UNTERBERG KOLLER CAPITAL FUND, LPHedge Fund · Last reported Apr 18, 2017$53.9MGross asset value

Form D fundraising filings

Unterberg Koller Capital Fund, L.P.

Fund administrator CONIFER FINANCIAL SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNER AMPER, LLP NEW YORK, New York, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian KINGDOM TRUST MURRAY, Kentucky, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JEFFERIES LLC
SEC 8-15074

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-1704472995
Reported beneficial owners
20
Minimum commitment
$500K
Form D file number
021-208384

Form ADV 1106215 · Apr 18, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 2, 2019. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

100 WESIVER ROAD
RUMSON, NJ, 07760, United States

CRD 282310

Filing source

Form ADV 1260518 · Jan 2, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.