Investment adviser · CRD 167809

UNITED GLOBAL ADVISORS, LLC

Investment adviser filing (IA)

BEVERLY HILLS, CA, United States · Form ADV filed Oct 15, 2013

Regulatory AUM
$0
Form ADV · Item 5.F
Client accounts
0
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ACE OF SWORDS, LPHedge Fund · Last reported Oct 15, 2013$0Gross asset value

Feeder funds

  • ACE OF SWORDS OFFSHORE FUND, LTD.
Fund administrator FUND ASSOCIATES, LLC ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MICHAEL COGLIANESE CPA, P.C. BLOOMINGDALE, Illinois, United States
Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No
Prime broker CONVERGEX PRIME SERVICES LLC ALPHARETTA, Georgia, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

CONVERGEX PRIME SERVICES LLC
CRD 140185 · SEC 8-67289

Fund details & source
Fund ID
805-2970919558
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 758925 · Oct 15, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 15, 2013. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

9701 WILSHIRE BOULEVARD, SUITE 1115
BEVERLY HILLS, CA, 90212, United States

CRD 167809

Filing source

Form ADV 758925 · Oct 15, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.