Investment adviser · CRD 111776

UNION SQUARE GLOBAL WEALTH MANAGEMENT

Investment adviser filing (IA)

UNION SQUARE INVESTMENT CO

SAN FRANCISCO, CA, United States · Form ADV filed Mar 9, 2026

Regulatory AUM: $361M
Client accounts: 26
Employees: 7
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$242,969,109	67.3%
High-net-worth individuals	13	$112,636,183	31.2%
Charities	Fewer than 5	$4,476,301	1.2%
Individuals	5	$1,154,332	0.3%
Corporations & businesses	Fewer than 5	$0	0.0%

Filing source

Form ADV 2054099 · Mar 9, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GOLDEN BAY INVESTMENT FUND, LLCOther Private Fund · Last reported Mar 9, 2026$237MGross asset value

Auditor MOSS ADAMS LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian CITY NATIONAL BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIRST INTERSTATE BANK JACKSON, Wyoming, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MOSS ADAMS LLP
PCAOB 659

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-9590507988
Reported beneficial owners: 5
Minimum commitment: $0
Form D file number: 021-64982

Form ADV 2054099 · Mar 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GOLDEN BAY INVESTMENT FUND II, LLCOther Private Fund · Last reported Mar 9, 2026$6.33MGross asset value

Form D fundraising filings

Golden Bay Investment Fund II, LLC Series 1

Auditor MOSS ADAMS LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. SAN FRANCISCO, California, United States Related to adviser: No

Custodian CITY NATIONAL BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian FIRST INTERSTATE BANK JACKSON, Wyoming, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

MOSS ADAMS LLP
PCAOB 659

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-4129195528
Reported beneficial owners: 3
Minimum commitment: $0
Form D file number: 021-495317

Form ADV 2054099 · Mar 9, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 9, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed

Principal office

360 POST STREET, SUITE 900
SAN FRANCISCO, CA, 94108, United States

CRD 111776

Filing source

Form ADV 2054099 · Mar 9, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.