Investment adviser · CRD 162022

UNION BAY CAPITAL

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

UNION BAY CAPITAL MANAGEMENT, LLC

SEATTLE, WA, United States · Form ADV filed Oct 10, 2012

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

UNION BAY CAPITAL PARTNERS I, LLCPrivate Equity Fund · Last reported Oct 10, 2012$3.86MGross asset value
Fund administrator COLUMBIA PACIFIC ADVISORS SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Auditor MOSS ADAMS LLP SEATTLE, Washington, United States
Custodian WASHINGTON TRUST BANK SEATTLE, Washington, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2971992170
Reported beneficial owners
2
Minimum commitment
$500K

Form ADV 674094 · Oct 10, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UNION BAY CAPITAL PARTNERS, LLCPrivate Equity Fund · Last reported Oct 10, 2012$3.27MGross asset value
Fund administrator COLUMBIA PACIFIC ADVISORS SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes
Custodian WASHINGTON TRUST BANK SEATTLE, Washington, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4179393735
Reported beneficial owners
5
Minimum commitment
$250K

Form ADV 674094 · Oct 10, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 10, 2012. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1910 FAIRVIEW AVE E, SUITE 200
SEATTLE, WA, 98102, United States

CRD 162022

Filing source

Form ADV 674094 · Oct 10, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.