Investment adviser · CRD 151020

UNION AVENUE ADVISORS LP

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Oct 29, 2013

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

UNION AVENUE PORTFOLIO FUND LTDHedge Fund · Last reported Feb 23, 2012$34.2MGross asset value

Form D fundraising filings

Union Avenue Portfolio Fund Ltd.

Feeder funds

  • UNION AVENUE FUND LLC
  • UNION AVENUE INVESTORS LTD
Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN, KASS & COMPANY (CAYMAN) GEORGE TOWN, Cayman Islands
Auditor ROTHSTEIN, KASS & COMPANY, P.C. ROSELAND, New Jersey, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer CONCEPT ASSET MANAGEMENT GARDEN CITY, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MORGAN STANLEY & CO. LLC
SEC 8-15869

CONCEPT ASSET MANAGEMENT
CRD 153397 · SEC 801-72184

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-8626453138
Reported beneficial owners
6
Minimum commitment
$1M
Form D file number
021-130588
Form D file number
021-130589
Form D file number
021-141193

Form ADV 615579 · Feb 23, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 29, 2013. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

527 MADISON AVENUE-6TH FL
NEW YORK, NY, 10022, United States

CRD 151020

Filing source

Form ADV 763833 · Oct 29, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.