Investment adviser · CRD 157251

ULYSSES MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 13, 2026

Regulatory AUM: $1.42B
Client accounts: 4
Employees: 23
Advisory professionals: 8

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$1,417,928,634	99.7%
Other clients	Fewer than 5	$3,716,172	0.3%

Filing source

Form ADV 2069370 · Mar 13, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ULYSSES PARTNERS, L.P.Hedge Fund · Last reported Mar 13, 2026$1.08BGross asset value

Auditor COHNREZNICK LLP MIAMI, Florida, United States

Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY NEW YORK, New York, United States

Prime broker R.J. O'BRIEN SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK LLP
PCAOB 596

JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

MORGAN STANLEY
CRD 149777 · SEC 8-68191

R.J. O'BRIEN SECURITIES, LLC
CRD 143624 · SEC 8-67587

Fund details & source

Fund ID: 805-2536590493
Reported beneficial owners: 28
Minimum commitment: $0

Form ADV 2069370 · Mar 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ULYSSES PARTNERS DESIGNATED INVESTMENTS, L.P.Private Equity Fund · Last reported Mar 13, 2026$274MGross asset value

Auditor COHNREZNICK LLP MIAMI, Florida, United States

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK LLP
PCAOB 596

JP MORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-9568605525
Reported beneficial owners: 64
Minimum commitment: $0

Form ADV 2069370 · Mar 13, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ULYSSES REAL ESTATE PARTNERS, L.P.Real Estate Fund · Last reported Aug 13, 2015$149KGross asset value

Auditor COHNREZNICK LLP ROSELAND, New Jersey, United States

Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-3608371190
Reported beneficial owners: 24
Minimum commitment: $0
Form D file number: 021-117959

Form ADV 941139 · Aug 13, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ULYSSES OFFSHORE FUND, LTD.Hedge Fund · Last reported Mar 29, 2024$0Gross asset value

Auditor COHNREZNICK LLP PARSIPPANY, New Jersey, United States

Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

COHNREZNICK LLP
PCAOB 596

JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-3906925082
Reported beneficial owners: 4
Minimum commitment: $0

Form ADV 1836993 · Mar 29, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 13, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

ONE ROCKEFELLER PLAZA, 19 TH FLOOR
NEW YORK, NY, 10020, United States

CRD 157251

Filing source

Form ADV 2069370 · Mar 13, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.