Investment adviser · CRD 7654

UBS SECURITIES LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jan 24, 2013

Employees
2,700
Reported in this filing
Advisory professionals
0
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jan 24, 2013. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1285 AVENUE OF THE AMERICAS
NEW YORK, NY, 10019, United States

CRD 7654

Filing source

Form ADV 695097 · Jan 24, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.