Investment adviser · CRD 8174
UBS FINANCIAL SERVICES INC.
Investment adviser filing (IA)
WEEHAWKEN, NJ, United States · Form ADV filed Aug 25, 2026
- Regulatory AUM
- $916B Form ADV · Item 5.F
- Client accounts
- 1,144,309 Accounts, not individual clients
- Employees
- 12,524 Reported in this filing
- Advisory professionals
- 9,149 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 853,775 | $714,551,348,001 | 78.0% |
| Corporations & businesses | 27,490 | $94,464,867,272 | 10.3% |
| Individuals | 244,284 | $47,162,393,254 | 5.1% |
| Retirement plans | 9,843 | $26,434,806,263 | 2.9% |
| Charities | 8,053 | $21,440,819,140 | 2.3% |
| Other clients | 284 | $5,527,901,475 | 0.6% |
| Government entities | 357 | $4,257,097,099 | 0.5% |
| Insurance companies | 436 | $1,423,995,873 | 0.2% |
| Sovereign wealth & foreign institutions | 34 | $399,241,341 | 0.0% |
| Pooled investment vehicles | 24 | $71,341,571 | 0.0% |
| Banks & thrifts | 8 | $59,326,825 | 0.0% |
Filing source
Form ADV 2128134 · Aug 25, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 25, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Security ratings · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed · Commissions
Principal office
1200 HARBOR BOULEVARDWEEHAWKEN, NJ, 07086, United States
CRD 8174
Filing source
Form ADV 2128134 · Aug 25, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.