Investment adviser · CRD 132903
UAS WEALTH ADVISORS
Investment adviser filing (IA)
UASNM, INC.
ALBUQUERQUE, NM, United States · Form ADV filed Mar 30, 2022
- Regulatory AUM
- $399M Form ADV · Item 5.F
- Client accounts
- 797 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 127 | $296,100,613 | 74.2% |
| Individuals | 145 | $73,396,173 | 18.4% |
| Charities | 4 | $19,675,354 | 4.9% |
| Retirement plans | 7 | $9,643,045 | 2.4% |
| Corporations & businesses | 1 | $57 | 0.0% |
| Government entities | Fewer than 5 | $0 | 0.0% |
| Other investment advisers | Fewer than 5 | $0 | 0.0% |
| Insurance companies | Fewer than 5 | $0 | 0.0% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 1630060 · Mar 30, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
2 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
SECURED PARTNERS, LLCReal Estate Fund · Last reported Mar 28, 2013$2.34MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-7213219771
- Reported beneficial owners
- 10
- Minimum commitment
- $50K
- Form D file number
- 021-60535
Form ADV 719341 · Mar 28, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SECURED PARTNERS II, LLCReal Estate Fund · Last reported Mar 28, 2013$1.84MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-8669257470
- Reported beneficial owners
- 17
- Minimum commitment
- $10K
- Form D file number
- 021-140913
Form ADV 719341 · Mar 28, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 30, 2022. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
7601 JEFFFERSON STREET NE, SUITE 360ALBUQUERQUE, NM, 87109, United States
CRD 132903
Filing source
Form ADV 1630060 · Mar 30, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.