Investment adviser · CRD 162906

TULLIS HEALTH INVESTORS

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

TULLIS-DICKERSON & CO., INC.

PALM BEACH GARDENS, FL, United States · Form ADV filed Mar 29, 2017

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TULLIS-DICKERSON CAPITAL FOCUS III, L.P.Venture Capital Fund · Last reported Mar 29, 2017$46MGross asset value
Auditor BDO USA LLP PHILADELPHIA, Pennsylvania, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1025859565
Reported beneficial owners
34
Minimum commitment
$0
Form D file number
021-42677

Form ADV 1096257 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TULLIS GROWTH FUND, L.P.Venture Capital Fund · Last reported Mar 29, 2017$25.3MGross asset value

Feeder funds

  • TULLIS GROWTH FUND CAYMAN FEEDER, L.P.
Auditor BDO USA LLP PHILADELPHIA, Pennsylvania, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1613883406
Reported beneficial owners
19
Minimum commitment
$25K
Form D file number
021-216718

Form ADV 1096257 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TULLIS-DICKERSON CAPITAL FOCUS II, L.P.Venture Capital Fund · Last reported Mar 29, 2017$15.2MGross asset value
Auditor BDO USA LLP PHILADELPHIA, Pennsylvania, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4001129789
Reported beneficial owners
90
Minimum commitment
$25K
Form D file number
021-9999999999

Form ADV 1096257 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TD JAVELIN CAPITAL FUND II, L.P.Venture Capital Fund · Last reported Mar 29, 2017$4.44MGross asset value
Auditor BDO USA, LLP PHILADELPHIA, Pennsylvania, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9412780977
Reported beneficial owners
2
Minimum commitment
$0
Form D file number
021-9999999999

Form ADV 1096257 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TULLIS OPPORTUNITY FUND II, L.P.Venture Capital Fund · Last reported Mar 29, 2017$2.88MGross asset value
Auditor BDO USA LLP PHILADELPHIA, Pennsylvania, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7288116107
Reported beneficial owners
13
Minimum commitment
$100K
Form D file number
021-146809

Form ADV 1096257 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TD LIGHTHOUSE CAPITAL FUND, L.P.Venture Capital Fund · Last reported Mar 29, 2017$1.5MGross asset value
Auditor BDO USA LLP PHILADELPHIA, Pennsylvania, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-5791763907
Reported beneficial owners
2
Minimum commitment
$0
Form D file number
021-9999999999

Form ADV 1096257 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TULLIS OPPORTUNITY FUND, L.P.Venture Capital Fund · Last reported Mar 29, 2017$1.27MGross asset value
Auditor BDO USA LLP NEW YORK, New York, United States
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6519382902
Reported beneficial owners
12
Minimum commitment
$30K
Form D file number
021-131994

Form ADV 1096257 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

11770 U.S. HIGHWAY 1, SUITE 503
PALM BEACH GARDENS, FL, 33408, United States

CRD 162906

Filing source

Form ADV 1096257 · Mar 29, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.