Investment adviser · CRD 138563

TRUST ASSET MANAGEMENT, LLP

Investment adviser filing (IA)

FT. LAUDERDALE, FL, United States · Form ADV filed Nov 24, 2014

Regulatory AUM
$5.3B
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PALOMA INTERNATIONAL LPHedge Fund · Last reported Nov 24, 2014$2.17BGross asset value

Feeder funds

  • PALOMA INTERNATIONAL LIMITED
  • PALOMA PARTNERS LLC
Fund administrator JP MORGAN HEDGE FUND SERVICES GREENWICH, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian BANK OF AMERICA NA NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK AG LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian NEWEDGE USA, LLC CHICAGO, Illinois, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian UBS AG LONDON, United Kingdom Related to adviser: No
Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Custodian WELLS FARGO BANK NA SAN FRANCISCO, California, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker DEUTSCHE BANK AG LONDON, United Kingdom
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Prime broker NEWEDGE USA, LLC CHICAGO, Illinois, United States
Prime broker UBS AG LONDON, United Kingdom
Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MORGAN STANLEY & CO. LLC
SEC 8-15869

NEWEDGE USA, LLC
SEC 8-47023

UBS SECURITIES LLC
SEC 8-22651

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

NEWEDGE USA, LLC
CRD 36118 · SEC 8-47023

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-5315493818
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 847872 · Nov 24, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CAPITAL PRESERVATION FUND LLCHedge Fund · Last reported Nov 24, 2014$227MGross asset value

Feeder funds

  • CAPITAL PRESERVATION PARTNERS LIMITED
  • CAPITAL PRESERVATION PARTNERS LLC
Auditor ERNST & YOUNG LLP STAMFORD, Connecticut, United States
Custodian BMO HARRIS BANK N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PRIVATE EQUITY AND VENTURE CAPITAL SERVICES NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9886953936
Reported beneficial owners
3
Minimum commitment
$0
Form D file number
021-9999999999

Form ADV 847872 · Nov 24, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FUTURES FUNDHedge Fund · Last reported Mar 26, 2012$53.3MGross asset value
Auditor ERNST & YOUNG STAMFORD, Connecticut, United States
Custodian JP MORGAN CHASE BANK NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2153711316
Reported beneficial owners
23
Minimum commitment
$1M
Form D file number
021-9999999999

Form ADV 630414 · Mar 26, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 24, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

888 E. LAS OLAS BLVD.
FT. LAUDERDALE, FL, 33301, United States

CRD 138563

Filing source

Form ADV 847872 · Nov 24, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.