Investment adviser · CRD 296860

TROY CAPITAL PARTNERS

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

TROY CAPITAL PARTNERS GP, LLC

SANTA MONICA, CA, United States · Form ADV filed Jan 25, 2021

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TROY CAPITAL PARTNERS SX VI, LLCVenture Capital Fund · Last reported Jan 25, 2021$45.2MGross asset value
Marketer RAINMAKER SECURITIES, LLC LOS ANGELES, California, United States Related to adviser: No
Marketer STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

RAINMAKER SECURITIES, LLC
CRD 132995 · SEC 8-66667

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
CRD 149326 · SEC 801-116875

Fund details & source
Fund ID
805-2679733989
Reported beneficial owners
13
Minimum commitment
$50K

Form ADV 1485402 · Jan 25, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TROY CAPITAL PARTNERS SX VIII,LPVenture Capital Fund · Last reported Jan 25, 2021$41.9MGross asset value
Marketer ARTIST CAPITAL LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer FNEX CAPITAL, LLC NEW YORK, New York, United States Related to adviser: No
Marketer RAINMAKER SECURITIES, LLC LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

ARTIST CAPITAL LLC
CRD 153937 · SEC 8-68598

FNEX CAPITAL, LLC
CRD 166316 · SEC 8-69199

RAINMAKER SECURITIES, LLC
CRD 132995 · SEC 8-66667

Fund details & source
Fund ID
805-3456747146
Reported beneficial owners
18
Minimum commitment
$50K

Form ADV 1485402 · Jan 25, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TROY CAPITAL PARTNERS SX II, LLCVenture Capital Fund · Last reported Jan 25, 2021$18.2MGross asset value
Marketer NMS CAPITAL ADVISORS, LLC. LOS ANGELES, California, United States Related to adviser: No
Marketer VNTR SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

NMS CAPITAL ADVISORS, LLC.
CRD 140356 · SEC 8-67307

VNTR SECURITIES LLC
CRD 283856 · SEC 8-69768

Fund details & source
Fund ID
805-5510563411
Reported beneficial owners
9
Minimum commitment
$160K

Form ADV 1485402 · Jan 25, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TROY CAPITAL PARTNERS SX IV, LLCVenture Capital Fund · Last reported Jan 25, 2021$17.7MGross asset value
Marketer FNEX CAPITAL, LLC NEW YORK, New York, United States Related to adviser: No
Marketer FORGE MARKETS LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer RAINMAKER SECURITIES, LLC LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

FNEX CAPITAL, LLC
CRD 166316 · SEC 8-69199

FORGE MARKETS LLC
CRD 166555 · SEC 8-69232

RAINMAKER SECURITIES, LLC
CRD 132995 · SEC 8-66667

Fund details & source
Fund ID
805-2598389878
Reported beneficial owners
9
Minimum commitment
$54K

Form ADV 1485402 · Jan 25, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TROY CAPITAL PARTNERS FUND I, LPVenture Capital Fund · Last reported Jan 25, 2021$14.6MGross asset value
Fund administrator MG STOVER & CO. DENVER, Colorado, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WEAVER AND TIDWELL, LLP MANHATTAN BEACH, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, LLP
PCAOB 410

Fund details & source
Fund ID
805-4862430576
Reported beneficial owners
45
Minimum commitment
$50K

Form ADV 1485402 · Jan 25, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TROY CAPITAL PARTNERS SX I, LLCVenture Capital Fund · Last reported Jan 25, 2021$11.1MGross asset value
Marketer NMS CAPITAL ADVISORS, LLC. LOS ANGELES, California, United States Related to adviser: No
Marketer RAINMAKER SECURITIES, LLC LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
Yes

NMS CAPITAL ADVISORS, LLC.
CRD 140356 · SEC 8-67307

RAINMAKER SECURITIES, LLC
CRD 132995 · SEC 8-66667

Fund details & source
Fund ID
805-5682041771
Reported beneficial owners
8
Minimum commitment
$19K

Form ADV 1485402 · Jan 25, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TROY CAPITAL PARTNERS SX III, LLCVenture Capital Fund · Last reported Jan 25, 2021$6.28MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1396866216
Reported beneficial owners
3
Minimum commitment
$54K

Form ADV 1485402 · Jan 25, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 25, 2021. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

100 WILSHIRE BLVD, 12TH FLOOR, SUITE 1270
SANTA MONICA, CA, 90401, United States

CRD 296860

Filing source

Form ADV 1485402 · Jan 25, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.