Investment adviser · CRD 290962
TROTT BROOK FINANCIAL
Investment adviser filing (IA)
TROTT BROOK FINANCIAL, INC.
ANOKA, MN, United States · Form ADV filed Apr 23, 2026
- Regulatory AUM
- $120M Form ADV · Item 5.F
- Client accounts
- 389 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 122 | $70,495,207 | 58.5% |
| High-net-worth individuals | 33 | $49,970,674 | 41.5% |
Filing source
Form ADV 2097395 · Apr 23, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 23, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Fixed
Principal office
3601 THURSTON AVE, SUITE 102ANOKA, MN, 55303, United States
CRD 290962
Filing source
Form ADV 2097395 · Apr 23, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.