Investment adviser · CRD 161216

TRIUMPH INVESTMENTS

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

TRIUMPH INVESTMENT MANAGERS, LLC

BEDFORD, NH, United States · Form ADV filed Feb 23, 2015

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TRIUMPH INVESTMENT FUND II, LPPrivate Equity Fund · Last reported Feb 23, 2015$15MGross asset value
Auditor MCCAFFERTY & COMPANY, PC NASHUA, New Hampshire, United States
Custodian CAPITOL SECURITIES MANAGEMENT, INC. GLEN ALLEN, Virginia, United States Related to adviser: No
Custodian D.A. DAVIDSON & CO. LAKE OSWEGO, Oregon, United States Related to adviser: No
Custodian FIG PARTNERS, LLC ATLANTA, Georgia, United States Related to adviser: No
Custodian KEEFE, BRUYETTE & WOODS, INC. NEW YORK, New York, United States Related to adviser: No
Custodian RAYMOND JAMES & ASSOCIATES, INC. CHICAGO, Illinois, United States Related to adviser: No
Custodian SANDLER, O'NEILL & PARTNERS, L.P. NEW YORK, New York, United States Related to adviser: No
Custodian WEDBUSH SECURITIES INC. LAKE OSWEGO, Oregon, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CAPITOL SECURITIES MANAGEMENT, INC.
SEC 8-30353

D.A. DAVIDSON & CO.
SEC 8-2399

FIG PARTNERS, LLC
SEC 8-49517

KEEFE, BRUYETTE & WOODS, INC.
SEC 8-10888

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

SANDLER, O'NEILL & PARTNERS, L.P.
SEC 8-40214

WEDBUSH SECURITIES INC.
SEC 8-12987

Fund details & source
Fund ID
805-2695015937
Reported beneficial owners
72
Minimum commitment
$125K

Form ADV 880486 · Feb 23, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRIUMPH INVESTMENT FUND, LPPrivate Equity Fund · Last reported Mar 4, 2014$25MGross asset value
Auditor MCCAFFERTY & COMPANY, PC NASHUA, New Hampshire, United States
Custodian D.A. DAVIDSON & CO. LAKE OSWEGO, Oregon, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

D.A. DAVIDSON & CO.
SEC 8-2399

Fund details & source
Fund ID
805-8796187093
Reported beneficial owners
80
Minimum commitment
$125K

Form ADV 788223 · Mar 4, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 23, 2015. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

116B SOUTH RIVER ROAD, SUITE 102
BEDFORD, NH, 03110, United States

CRD 161216

Filing source

Form ADV 880486 · Feb 23, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.