Investment adviser · CRD 139013

TRILOGY CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Oct 21, 2019

Regulatory AUM: $150M
Client accounts: 4
Employees: 2
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$149,631,300	100.0%

Filing source

Form ADV 1351437 · Oct 21, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TRILOGY PORTFOLIO COMPANY, LLCHedge Fund · Last reported Oct 21, 2019$106MGross asset value

Feeder funds

TRILOGY FINANCIAL PARTNERS L.P

Fund administrator MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No

Marketer IVP CAPITAL, LLC WATER MILL, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON
PCAOB 248

J.P. MORGAN SECURITIES LLC
SEC 8-35008

IVP CAPITAL, LLC
CRD 104197 · SEC 8-52663

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-9009474736
Reported beneficial owners: 4
Minimum commitment: $5M
Form D file number: 021-56330
Form D file number: 021-56332

Form ADV 1351437 · Oct 21, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TPF, L.P.Hedge Fund · Last reported Oct 21, 2019$1.95MGross asset value

Fund administrator MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MUFG ALTERNATIVE FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No

Marketer IVP CAPITAL, LLC WATER MILL, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON LLP
PCAOB 248

J.P. MORGAN SECURITIES LLC
SEC 8-35008

IVP CAPITAL, LLC
CRD 104197 · SEC 8-52663

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-1149355479
Reported beneficial owners: 2
Minimum commitment: $5M

Form ADV 1351437 · Oct 21, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRILOGY INVESTMENTS, L.P.Other Private Fund · Last reported Feb 5, 2013$10MGross asset value

Feeder funds

TRILOGY INVESTMENTS LIMITED

Fund administrator UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON LLP NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4268469596
Reported beneficial owners: 10
Minimum commitment: $0

Form ADV 698256 · Feb 5, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AIRLINE RECOVERY PARTNERS III, LLCHedge Fund · Last reported Feb 5, 2013$800KGross asset value

Form D fundraising filings

Airline Recovery Partners III, LLC

Fund administrator BACK OFFICE SERVICES GROUP HARRISON, New York, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor GRANT THORNTON NEW YORK, New York, United States

Custodian BANK OF UTAH SALT LAKE CITY, Utah, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-4733397179
Reported beneficial owners: 1
Minimum commitment: $5M
Form D file number: 021-138591

Form ADV 698256 · Feb 5, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRILOGY SPECIAL SITUATIONS COMPANY, LLCHedge Fund · Last reported Feb 5, 2013$400KGross asset value

Feeder funds

TRILOGY SPECIAL SITUATIONS FUND, L.P.
TRILOGY SPECIAL SITUATIONS INTERNATIONAL FUND, LLC

Fund administrator BACK OFFICE SERVICES GROUP HARRISON, New York, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Fund administrator UBS GRAND CAYMAN, Cayman Islands Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor GRANT THORNTON NEW YORK, New York, United States

Custodian BANK OF UTAH SALT LAKE CITY, Utah, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-3389618031
Reported beneficial owners: 8
Minimum commitment: $5M
Form D file number: 021-127026
Form D file number: 021-99383

Form ADV 698256 · Feb 5, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 21, 2019. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

40 E 66TH STREET, SUITE 2C
NEW YORK, NY, 10065, United States

CRD 139013

Filing source

Form ADV 1351437 · Oct 21, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.