Investment adviser · CRD 128838

TRICADIA CDO MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 12, 2017

Regulatory AUM: $61.6M
Client accounts: 2
Employees: 5
Advisory professionals: 3

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TABS 2004-1, LTD.Securitized Asset Fund · Last reported Apr 12, 2017$52.2MGross asset value

Fund administrator DEUTSCHE BANK TRUST COMPANY AMERICAS (COLLATERAL ADMINISTRATOR) NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator WALKERS SPV LIMITED (ADMINISTRATOR) GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9441869736
Reported beneficial owners: 7
Minimum commitment: $250K

Form ADV 1106876 · Apr 12, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TABS 2005-4, LTD.Securitized Asset Fund · Last reported Apr 12, 2017$9.42MGross asset value

Fund administrator MAPLES FINANCE LIMITED (ADMINISTRATOR) GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (COLLATERAL ADMINISTRATOR) HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9327320580
Reported beneficial owners: 8
Minimum commitment: $1M

Form ADV 1106876 · Apr 12, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TELOS CLO 2007-2, LTD.Securitized Asset Fund · Last reported Mar 30, 2012$384MGross asset value

Fund administrator US BANK, NATIONAL ASSOCIATION (MIDDLE OFFICE ADMINISTRATOR) BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator VIRTUS GROUP, LP (COLLATERAL ADMINISTRATOR) HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator WALKERS SPV LIMITED (ADMINISTRATOR) GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1697256091
Reported beneficial owners: 38
Minimum commitment: $250K

Form ADV 630096 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TELOS CLO 2006-1, LTD.Securitized Asset Fund · Last reported Mar 30, 2012$381MGross asset value

Fund administrator THE BANK OF NEW YORK TRUST COMPANY, NATIONAL ASSOCIATION (COLLATERAL ADMINISTRATOR) HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator US BANK, NATIONAL ASSOCIATION (MIDDLE OFFICE ADMINISTRATOR) BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator WALKERS SPV LIMITED (ADMINISTRATOR) GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6186621050
Reported beneficial owners: 16
Minimum commitment: $100K

Form ADV 630096 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NON-PROFIT PREFERRED FUNDING TRUST ISecuritized Asset Fund · Last reported Mar 30, 2012$247MGross asset value

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-8260187648
Reported beneficial owners: 13
Minimum commitment: $250K

Form ADV 630096 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRICADIA CDO 2006-5, LTD.Securitized Asset Fund · Last reported Jul 6, 2012$204MGross asset value

Fund administrator MAPLES FINANCE LIMITED (ADMINISTRATOR) GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator VIRTUS GROUP, LP (MIDDLE OFFICE ADMINISTRATOR) HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5630447552
Reported beneficial owners: 12
Minimum commitment: $500K

Form ADV 655636 · Jul 6, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TABS 2005-2 OAKVILLE LIMITEDSecuritized Asset Fund · Last reported Mar 29, 2016$10.8MGross asset value

Fund administrator DEUTSCHE BANK TRUST COMPANY AMERICAS (COLLATERAL ADMINISTRATOR) SANTA ANA, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator MAPLES FINANCE LIMITED (ADMINISTRATOR) GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator VIRTUS GROUP, LP (MIDDLE OFFICE ADMINISTRATOR) HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4436481221
Reported beneficial owners: 10
Minimum commitment: $250K

Form ADV 991111 · Mar 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 12, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

780 THIRD AVENUE, 29TH FLOOR
NEW YORK, NY, 10017, United States

CRD 128838

Filing source

Form ADV 1106876 · Apr 12, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.