Investment adviser · CRD 136851

TRAUB CAPITAL MANAGEMENT

Investment adviser filing (IA)

TRAUB CAPITAL MANAGEMENT, LLC

NEEDHAM, MA, United States · Form ADV filed Mar 5, 2026

Regulatory AUM
$211M
Form ADV · Item 5.F
Client accounts
131
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals70$192,448,54391.3%
Individuals59$14,042,8836.7%
Retirement plans1$2,740,1831.3%
Corporations & businesses1$1,559,0520.7%
Filing source

Form ADV 2057861 · Mar 5, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TRAUB CAPITAL 3D FUND, LPHedge Fund · Last reported Mar 20, 2012$3.96MGross asset value
Fund administrator HURLEY, O' NEILL & CO., PC QUINCY, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor BRAVER PC NEWTON, Massachusetts, United States
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker CONCEPT CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

CONCEPT CAPITAL MARKETS, LLC
CRD 153397 · SEC 8-68531

Fund details & source
Fund ID
805-4344092330
Reported beneficial owners
15
Minimum commitment
$200K

Form ADV 612283 · Mar 20, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 5, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management

Compensation

Percentage of assets · Hourly

Principal office

97 CHAPEL ST, SUITE 7
NEEDHAM, MA, 02492-2680, United States

CRD 136851

Filing source

Form ADV 2057861 · Mar 5, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.