Investment adviser · CRD 168709

TRANSGLOBAL ADVISORY, LLC

Investment adviser filing (IA)

MONROVIA, CA, United States · Form ADV filed Sep 23, 2026

Regulatory AUM
$58.3M
Form ADV · Item 5.F
Client accounts
193
Accounts, not individual clients
Employees
32
Reported in this filing
Advisory professionals
31
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals15$28,933,47749.6%
Individuals99$18,351,13031.5%
Retirement plans62$9,511,72416.3%
Corporations & businesses16$1,543,9542.6%
CharitiesFewer than 5$240.0%
Filing source

Form ADV 2133771 · Sep 23, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TYPHOS STRUCTURED ALPHA LPHedge Fund · Last reported Jul 31, 2025$2.79MGross asset value
Fund administrator HC GLOBAL FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP GREENWOOD VILLAGE, Colorado, United States
Custodian INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS CORP. GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

INTERACTIVE BROKERS CORP.
SEC 8-53615

INTERACTIVE BROKERS CORP.
CRD 117942 · SEC 8-53615

Fund details & source
Fund ID
805-7727234083
Reported beneficial owners
3
Minimum commitment
$500K

Form ADV 2003907 · Jul 31, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TG PRIVATE LENDING FUNDOther Private Fund · Last reported Dec 9, 2025$0Gross asset value
Fund administrator HC GLOBAL FUND SERVICES, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES DENVER, Colorado, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES
PCAOB 349

Fund details & source
Fund ID
805-4690718771
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 2030021 · Dec 9, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 23, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

185 W CHESTNUT AVE
MONROVIA, CA, 91016, United States

CRD 168709

Filing source

Form ADV 2133771 · Sep 23, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.