Investment adviser · CRD 106018

TRAIN, BABCOCK ADVISORS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 25, 2017

Regulatory AUM
$434M
Form ADV · Item 5.F
Client accounts
558
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Apr 25, 2017. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

757 THIRD AVENUE, 27TH FLOOR
NEW YORK, NY, 10017, United States

CRD 106018

Filing source

Form ADV 1108432 · Apr 25, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.