Investment adviser · CRD 161578

TRADEWORX INC.

Investment adviser filing (IA)

RED BANK, NJ, United States · Form ADV filed Mar 31, 2014

Regulatory AUM
$528M
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients
Employees
21
Reported in this filing
Advisory professionals
9
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TRADEWORX ULTRA SELECT MASTER FUND, SPCHedge Fund · Last reported Mar 31, 2014$95MGross asset value

Feeder funds

  • TRADEWORX ULTRA SELECT FUND LP
  • TRADEWORX ULTRA SELECT OFFSHORE FUND LTD
Fund administrator NAV CONSULTING, INC OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY P.C. BEVERLY HILLS, California, United States
Custodian JP MORGAN CHASE BANK, NA NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-2244738404
Reported beneficial owners
2
Minimum commitment
$1M

Form ADV 800412 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRADEWORX LUSP LLCHedge Fund · Last reported Mar 31, 2014$18.9MGross asset value
Fund administrator NAV CONSULTING, INC OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUMSMITH+BROWN PRINCETON, New Jersey, United States
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source
Fund ID
805-5786553540
Reported beneficial owners
10
Minimum commitment
$0

Form ADV 800412 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

10 BROAD STREET, 3RD FLOOR
RED BANK, NJ, 07701-1931, United States

CRD 161578

Filing source

Form ADV 800412 · Mar 31, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.