Investment adviser · CRD 323879

TRADEWINDS WEALTH MANAGEMENT

Investment adviser filing (IA)

TRADEWINDS ASSET MANAGEMENT, LLC

PORTLAND, OR, United States · Form ADV filed Sep 16, 2026

Regulatory AUM
$135M
Form ADV · Item 5.F
Client accounts
261
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Individuals232$79,866,77059.1%
High-net-worth individuals28$47,852,77935.4%
Pooled investment vehicles1$7,346,2525.4%
Filing source

Form ADV 2132816 · Sep 16, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AEOVIA HEDGED EQUITY FUND, LPHedge Fund · Last reported Sep 16, 2026$7.35MGross asset value

Form D fundraising filings

Aeolus Hedged Equity Fund, LP

Fund administrator NAV CONSULTING, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUM PORTLAND, Oregon, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Marketer RKL CAPITAL SOLUTIONS LLC NEW YORK, New York, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS, LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WITHUM
PCAOB 100

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source
Fund ID
805-6905783871
Reported beneficial owners
32
Minimum commitment
$500K
Form D file number
021-473893

Form ADV 2132816 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AEOVIA HEDGED EQUITY FUND, LPHedge Fund · Last reported Jan 2, 2025$7.5MGross asset value
Fund administrator NAV CONSULTING, LLC SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUM PORTLAND, Oregon, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS, LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUM
PCAOB 100

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source
Fund ID
805-8037568780
Reported beneficial owners
26
Minimum commitment
$500K
Form D file number
021-473893

Form ADV 1922753 · Jan 2, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 16, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

5550 S MACADAM AVE, STE 110
PORTLAND, OR, 97239, United States

CRD 323879

Filing source

Form ADV 2132816 · Sep 16, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.