Investment adviser · CRD 332473
TRADEWELL TAX & FINANCIAL
Investment adviser filing (IA)
TRADEWELL SECURITIES, LLC
FORT WAYNE, IN, United States · Form ADV filed Sep 30, 2026
- Regulatory AUM
- $320M Form ADV · Item 5.F
- Client accounts
- 1,147 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 85 | $174,296,170 | 54.4% |
| Individuals | 356 | $146,143,830 | 45.6% |
Filing source
Form ADV 2134313 · Sep 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 30, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Fixed
Principal office
130 WEST MAIN STREET, #100FORT WAYNE, IN, 46802, United States
CRD 332473
Filing source
Form ADV 2134313 · Sep 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.