TRADEMARK CAPITAL MANAGEMENT INC. – investment adviser, $151M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	26	$65,893,011	43.7%
Individuals	304	$63,684,931	42.2%
Pooled investment vehicles	2	$16,773,146	11.1%
Retirement plans	7	$3,509,089	2.3%
Charities	Fewer than 5	$963,873	0.6%

Filing source

Form ADV 2135591 · Sep 29, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TRADEMARK CAPITAL RISK MANAGED INCOME FUND, LPOther Private Fund · Last reported Sep 29, 2026$16.5MGross asset value

Form D fundraising filings

Trademark Capital Risk Managed Fund, LP

Fund administrator NOTTINGHAM FUND COMPANY ROCKY MOUNT, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DOERENMAYHEW DULUTH, Georgia, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Custodian INSPIRA FINANCIAL TRUST, LLC ORLAND PARK, Illinois, United States Related to adviser: No

Custodian SOUTHSTATE BANK WINTERHAVEN, Florida, United States Related to adviser: No

Custodian U.S. BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DOERENMAYHEW
PCAOB 212

CHARLES SCHWAB & CO., INC.
SEC 8-16514

SOUTHSTATE BANK
LEI 8I3UVGYULPJQIP7FQV10

U.S. BANK
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-7561707585
Reported beneficial owners: 39
Minimum commitment: $1M
Form D file number: 021-445880

Form ADV 2135591 · Sep 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRADEMARK PARTNERS FUND, LPPrivate Equity Fund · Last reported Sep 29, 2026$467KGross asset value

Form D fundraising filings

Trademark Partners Fund, LP

Auditor DOEREN MAYHEW DULUTH, Georgia, United States

Custodian SOUTHSTATE BANK WINTERHAVEN, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DOEREN MAYHEW
PCAOB 3488

SOUTHSTATE BANK
LEI 8I3UVGYULPJQIP7FQV10

Fund details & source

Fund ID: 805-7986339896
Reported beneficial owners: 5
Minimum commitment: $250K
Form D file number: 021-505565

Form ADV 2135591 · Sep 29, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 29, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

1551 JENNINGS MILL ROAD, SUITE 1200A
WATKINSVILLE, GA, 30677, United States

CRD 214512

Filing source

Form ADV 2135591 · Sep 29, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.