Investment adviser · CRD 277046
TORTOISE CREDIT STRATEGIES, LLC
Investment adviser filing (IA)
LEAWOOD, KS, United States · Form ADV filed Jun 29, 2020
- Regulatory AUM
- $3.08B Form ADV · Item 5.F
- Client accounts
- 589 Accounts, not individual clients
- Employees
- 17 Reported in this filing
- Advisory professionals
- 13 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 33 | $1,292,416,558 | 42.0% |
| Government entities | 31 | $390,606,739 | 12.7% |
| Corporations & businesses | 129 | $349,274,419 | 11.4% |
| Other clients | Fewer than 5 | $337,296,440 | 11.0% |
| Individuals | 349 | $280,817,779 | 9.1% |
| Charities | 44 | $238,146,879 | 7.7% |
| Pooled investment vehicles | 1 | $186,783,908 | 6.1% |
Filing source
Form ADV 1439223 · Jun 29, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
B&M CLO 2014-1, LTDSecuritized Asset Fund · Last reported Jun 29, 2020$187MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
WELLS FARGO BANK, NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09
Fund details & source
- Fund ID
- 805-5401195665
- Reported beneficial owners
- 5
- Minimum commitment
- $1M
Form ADV 1439223 · Jun 29, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
TORTOISE DIRECT MUNICIPAL OPPORTUNITIES FUND, LPHedge Fund · Last reported Jan 13, 2020$75.7MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG, LLP
PCAOB 42
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
TORTOISE SECURITIES, LLC
CRD 285411 · SEC 8-69849
Fund details & source
- Fund ID
- 805-2187053267
- Reported beneficial owners
- 211
- Minimum commitment
- $250K
- Form D file number
- 021-1690081
Form ADV 1368276 · Jan 13, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
TORTOISE DIRECT SOCIAL INFRASTRUCTURE FUND II, LPHedge Fund · Last reported Jan 13, 2020$0Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG, LLP
PCAOB 42
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
TORTOISE SECURITIES, LLC
CRD 285411 · SEC 8-69849
Fund details & source
- Fund ID
- 805-4548327825
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
- Form D file number
- 021-331724
Form ADV 1368276 · Jan 13, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jun 29, 2020. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
5100 W. 115TH PLACELEAWOOD, KS, 66211-2418, United States
CRD 277046
Filing source
Form ADV 1439223 · Jun 29, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.