Investment adviser · CRD 157072

TOPWATER CAPITAL PARTNERS

Investment adviser filing (IA)

TOPWATER CAPITAL PARTNERS, LLC

SOUTH NORWALK, CT, United States · Form ADV filed Mar 28, 2013

Regulatory AUM: $411M
Client accounts: 2
Employees: 9
Advisory professionals: 2

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TOPWATER OPPORTUNITY QUALIFIED FUND, LPHedge Fund · Last reported Mar 28, 2013$277MGross asset value

Feeder funds

THE RAMPART QUALIFIED FUND, LP

Fund administrator JD CLARK & COMPANY CHADDS FORD, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS, LLP NEW YORK, New York, United States

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS EXECUTION & CLEARING, L.P. NEW YORK, New York, United States Related to adviser: No

Custodian HARRIS BANK CHICAGO, Illinois, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Prime broker CANTOR FITZGERALD & CO. NEW YORK, New York, United States

Prime broker CELADON FINANCIAL GROUP LLC NEW YORK, New York, United States

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker WELLS FARGO PRIME SERVICES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SEC 8-526

JEFFERIES LLC
SEC 8-15074

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

BTIG, LLC
CRD 122225 · SEC 8-65473

CANTOR FITZGERALD & CO.
CRD 134 · SEC 8-201

CELADON FINANCIAL GROUP LLC
CRD 36538 · SEC 8-47288

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

JEFFERIES LLC
CRD 2347 · SEC 8-15074

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677

Fund details & source

Fund ID: 805-3516865958
Reported beneficial owners: 35
Minimum commitment: $500K
Form D file number: 021-134236

Form ADV 717310 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TOPWATER OPPORTUNITY FUND, LPHedge Fund · Last reported Mar 28, 2013$134MGross asset value

Form D fundraising filings

TOPWATER OPPORTUNITY FUND LP

Feeder funds

THE RAMPART FUND, LP

Fund administrator JD CLARK & COMPANY CHADDS FORD, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICE WATERHOUSE COOPERS NEW YORK, New York, United States