TOPLINE CAPITAL MANAGEMENT, LLC: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$375,049,617	100.0%

Filing source

Form ADV 1881680 · Jun 24, 2024 · Item 5.D

Reported by TOPLINE CAPITAL MANAGEMENT, LLC (CRD 298981).

Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

TOPLINE CAPITAL PARTNERS, LPHedge Fund · Master$375MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator OPUS FUND SERVICES (BERMUDA) LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor EISNERAMPER CAYMAN LTD. GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States Other funds reporting this name →

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No Other funds reporting this name →

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No Other funds reporting this name →

Custodian WELLS FARGO SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EISNERAMPER CAYMAN LTD.
PCAOB 274

EISNERAMPER LLP
PCAOB 274

INTERACTIVE BROKERS LLC
SEC 8-47257

PERSHING LLC
SEC 8-17574

Fund details & source

Fund ID: 805-2517954135
Reported beneficial owners: 67
Minimum commitment: $1M
Form D file number: 021-508458
Form D file number: 021-322051

Form ADV 1881680 · Jun 24, 2024 · Schedule D 7.B.(1)

Reported by TOPLINE CAPITAL MANAGEMENT, LLC (CRD 298981).

Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 25, 2024 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1881680 · Jun 24, 2024 · Items 1 & 5

Reported by TOPLINE CAPITAL MANAGEMENT, LLC (CRD 298981).

Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $375M
Non-discretionary: $0

Filing history · 3 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 298981

Filing source

Form ADV 1881680 · Jun 24, 2024 · Items 1 & 5

Reported by TOPLINE CAPITAL MANAGEMENT, LLC (CRD 298981).

Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.