Investment adviser · CRD 311527

TOP KNOT, INC. USA

Investment adviser filing (IA)

OSSINING, NY, United States · Form ADV filed Oct 26, 2020

Regulatory AUM
$1.03B
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Other clientsFewer than 5$1,025,000,000100.0%
Filing source

Form ADV 1463638 · Oct 26, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TOP KNOT, INC. USAHedge Fund · Last reported Oct 26, 2020$1.03BGross asset value
Auditor NADLER UPBIN LLP GARDEN CITY, New York, United States
Custodian UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Related to adviser: No
Prime broker COWEN SECURITIES, LP LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

UMB FINANCIAL SERVICES, INC.
SEC 8-34999

COWEN SECURITIES, LP
CRD 46834 · SEC 8-51548

Fund details & source
Fund ID
805-3379149840
Reported beneficial owners
1
Minimum commitment
$1M

Form ADV 1463638 · Oct 26, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 26, 2020. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1275 FAIRHILLS DRIVE
OSSINING, NY, 10562, United States

CRD 311527

Filing source

Form ADV 1463638 · Oct 26, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.