Investment adviser · CRD 291362

TOMS CAPITAL INVESTMENT MANAGEMENT LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Aug 7, 2026

Regulatory AUM: $2.81B
Client accounts: 10
Employees: 21
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$1,728,645,872	61.6%
Corporations & businesses	4	$715,658,054	25.5%
High-net-worth individuals	Fewer than 5	$362,389,815	12.9%

Filing source

Form ADV 2124675 · Aug 7, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TCIM MASTER FUND LTD.Hedge Fund · Last reported Aug 7, 2026$1.41BGross asset value

Feeder funds

Fund administrator HEDGESERV (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GRAND CAYMAN, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer ENSOR PARTNERS LIMITED CHELMSFORD, United Kingdom Related to adviser: No

Marketer GRAFINE CAPITAL PARTNERS LLC NEW YORK, New York, United States Related to adviser: No

Marketer KUNGSHENG FAN HONG KONG, China Related to adviser: No

Marketer TVA LIMITED LONDON, United Kingdom Related to adviser: No

Marketer USHMA PARMAR LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 1323

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 54930042DBMRRWU1QM80

UBS SECURITIES LLC
SEC 8-22651

GRAFINE CAPITAL PARTNERS LLC
CRD 302046 · SEC 8-70410

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-3526072697
Reported beneficial owners: 130
Minimum commitment: $5M
Form D file number: 021-316734
Form D file number: 021-399450

Form ADV 2124675 · Aug 7, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TCIM OPPORTUNITIES III FUND LPHedge Fund · Last reported Oct 30, 2023$89.1MGross asset value

Form D fundraising filings

TCIM Opportunities III Fund LP

Feeder funds

TCIM OPPORTUNITIES III FUND (CAYMAN) LP

Fund administrator HEDGESERV LTD. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-3454364249
Reported beneficial owners: 7
Minimum commitment: $0
Form D file number: 021-449364

Form ADV 1796436 · Oct 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TCIM SP OPPORTUNITIES MASTER FUND LPHedge Fund · Last reported Oct 1, 2021$65MGross asset value

Feeder funds

Fund administrator HEDGESERV LTD. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer DISRUPTIVE SECURITIES LOS ANGELES, California, United States Related to adviser: No

Marketer GRAFINE CAPITAL PARTNERS LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08

MORGAN STANLEY & CO. LLC
SEC 8-15869

DISRUPTIVE SECURITIES
CRD 299155 · SEC 8-70241

GRAFINE CAPITAL PARTNERS LLC
CRD 302046 · SEC 8-70410

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-6465692825
Reported beneficial owners: 19
Minimum commitment: $100K
Form D file number: 021-389631
Form D file number: 021-389632

Form ADV 1569107 · Oct 1, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 7, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

450 WEST 14TH STREET, 13TH FLOOR
NEW YORK, NY, 10014, United States

CRD 291362

Filing source

Form ADV 2124675 · Aug 7, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.