Investment adviser · CRD 161203

TIPTREE ASSET MANAGEMENT COMPANY, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed May 23, 2019

Regulatory AUM: $76.3M
Client accounts: 2
Employees: 2
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$76,333,777	100.0%

Filing source

Form ADV 1322711 · May 23, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TCOF CREDIT OPPORTUNITIES FUND, L.P.Hedge Fund · Last reported May 23, 2019$55.3MGross asset value

Feeder funds

TCOF EMPLOYEE FUND, L.P.

Fund administrator VIRTUS GROUP, LP (COLLATERAL ADMINISTRATOR) HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP NEW YORK, New York, United States

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source

Fund ID: 805-1416401707
Reported beneficial owners: 5
Minimum commitment: $5M

Form ADV 1322711 · May 23, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NON-PROFIT PREFERRED FUNDING TRUST ISecuritized Asset Fund · Last reported May 23, 2019$21MGross asset value

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-8260187648
Reported beneficial owners: 8
Minimum commitment: $250K

Form ADV 1322711 · May 23, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TELOS CLO 2013-3, LTD.Securitized Asset Fund · Last reported Apr 10, 2019$455MGross asset value

Fund administrator APPLEBY TRUST (CAYMAN) LTD. (ADMINISTRATOR) GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator VIRTUS GROUP, LP (COLLATERAL ADMINISTRATOR) HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6156521194
Reported beneficial owners: 15
Minimum commitment: $250K

Form ADV 1308808 · Apr 10, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TELOS CLO 2014-5, LTD.Securitized Asset Fund · Last reported Apr 10, 2019$397MGross asset value

Fund administrator APPLEBY TRUST (CAYMAN) LTD. (ADMINISTRATOR) GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator VIRTUS GROUP, LP (COLLATERAL ADMINISTRATOR) HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2150791253
Reported beneficial owners: 20
Minimum commitment: $250K

Form ADV 1308808 · Apr 10, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TELOS CLO 2013-4, LTD.Securitized Asset Fund · Last reported Apr 10, 2019$347MGross asset value

Fund administrator APPLEBY TRUST (CAYMAN) LTD. (ADMINISTRATOR) GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator VIRTUS GROUP, LP (COLLATERAL ADMINISTRATOR) HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4516717644
Reported beneficial owners: 14
Minimum commitment: $250K

Form ADV 1308808 · Apr 10, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TELOS CLO 2014-6, LTD.Securitized Asset Fund · Last reported Apr 10, 2019$347MGross asset value

Fund administrator APPLEBY TRUST (CAYMAN) LTD. (ADMINISTRATOR) GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator VIRTUS GROUP, LP (COLLATERAL ADMINISTRATOR) HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8737431078
Reported beneficial owners: 9
Minimum commitment: $250K

Form ADV 1308808 · Apr 10, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TELOS CLO 2016-7, LTD.Securitized Asset Fund · Last reported Apr 28, 2017$204MGross asset value

Fund administrator MAPLESFS LIMITED (ADMINISTRATOR) GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator VIRTUS GROUP, LP (COLLATERAL ADMINISTRATOR) HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1239535984
Reported beneficial owners: 2
Minimum commitment: $250K

Form ADV 1111799 · Apr 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 23, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

299 PARK AVENUE, 13TH FLOOR
NEW YORK, NY, 10171, United States

CRD 161203

Filing source

Form ADV 1322711 · May 23, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.