Investment adviser · CRD 138336

TRIUMPH INVESTMENT FUND MANAGEMENT LLC

Investment adviser filing (IA)

· Form ADV filed Mar 29, 2017

Regulatory AUM
$28.6M
Form ADV · Item 5.F
Client accounts
9
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TRIUMPH INVESTMENT MASTER FUND LTD.Hedge Fund · Last reported Mar 29, 2017$3.5MGross asset value

Feeder funds

  • TRIUMPH ONSHORE FUND LLC
Fund administrator EILEEN ALPERT & ASSOCIATES HO-HO-KUS, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor MATTHEWS, PANARIELLO P.C. PARAMUS, New Jersey, United States
Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer UHLMANN PRICE SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN SECURITIES INC.
SEC 8-36950

UHLMANN PRICE SECURITIES, LLC
CRD 42854 · SEC 8-50041

Fund details & source
Fund ID
805-9141540458
Reported beneficial owners
37
Minimum commitment
$250K

Form ADV 1099667 · Mar 29, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRIUMPH INVESTMENT MASTER FUND LTD.Hedge Fund · Last reported Mar 28, 2014$3.5MGross asset value

Feeder funds

  • TRIUMPH OFFSHORE FUND LTD.
  • TRIUMPH ONSHORE FUND LLC
Fund administrator EILEEN ALPERT & ASSOCIATES HO-HO-KUS, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor MATTHEWS, PANARIELLO P.C. PARAMUS, New Jersey, United States
Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer UHLMANN PRICE SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

J.P. MORGAN SECURITIES INC.
SEC 8-36950

UHLMANN PRICE SECURITIES, LLC
CRD 42854 · SEC 8-50041

Fund details & source
Fund ID
805-9855041309
Reported beneficial owners
37
Minimum commitment
$250K

Form ADV 810350 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2017. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

CRD 138336

Filing source

Form ADV 1099667 · Mar 29, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.