Investment adviser · CRD 171082
THREE OAKS WEALTH
Investment adviser filing (IA)
THREE OAKS CAPITAL MANAGEMENT, LLC
GOLD RIVER, CA, United States · Form ADV filed Sep 1, 2026
- Regulatory AUM
- $100M Form ADV · Item 5.F
- Client accounts
- 343 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 46 | $72,540,474 | 72.5% |
| Retirement plans | 11 | $13,836,347 | 13.8% |
| Individuals | 43 | $13,628,573 | 13.6% |
Filing source
Form ADV 2128856 · Sep 1, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 1, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
2377 GOLD MEADOW WAY, SUITE 220GOLD RIVER, CA, 95670, United States
CRD 171082
Filing source
Form ADV 2128856 · Sep 1, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.