Investment adviser · CRD 160142

THREE CITIES RESEARCH, INC.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Apr 23, 2013

Regulatory AUM
$105M
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients
Employees
8
Reported in this filing
Advisory professionals
8
Investment advisory functions

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THREE CITIES FUND III, L.P.Private Equity Fund · Last reported Apr 23, 2013$70.5MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTENBERG MERIL SOLOMON BERTIGER & GUTILLA, PC SADDLE BROOK, New Jersey, United States
Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3601423687
Reported beneficial owners
54
Minimum commitment
$10M

Form ADV 732323 · Apr 23, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THREE CITIES OFFSHORE II C.V.Private Equity Fund · Last reported Apr 23, 2013$12.3MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTENBERG MERIL SOLOMON BERTIGER & GUTILLA, PC SADDLE BROOK, New Jersey, United States
Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4421588094
Reported beneficial owners
13
Minimum commitment
$10M

Form ADV 732323 · Apr 23, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THREE CITIES ROLLOVER PARTNERSHIP, L.P.Private Equity Fund · Last reported Apr 23, 2013$11.7MGross asset value
Auditor ROTENBERG MERIL SOLOMON BERTIGER & GUTILLA, PC SADDLE BROOK, New Jersey, United States
Custodian HSBC BANK, USA N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1675155387
Reported beneficial owners
95
Minimum commitment
$10K

Form ADV 732323 · Apr 23, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THREE CITIES FUND II, LPPrivate Equity Fund · Last reported Apr 23, 2013$6.84MGross asset value

Feeder funds

  • TCR FRIENDS FUND II, L.P.
Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTENBERG MERIL SOLOMON BERTIGER & GUTILLA, PC SADDLE BROOK, New Jersey, United States
Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4166264288
Reported beneficial owners
57
Minimum commitment
$10M

Form ADV 732323 · Apr 23, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TCR GP, LLCPrivate Equity Fund · Last reported Apr 23, 2013$2.04MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7870924688
Reported beneficial owners
31
Minimum commitment
$0

Form ADV 732323 · Apr 23, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TCR FRIENDS III, L.P.Private Equity Fund · Last reported Apr 23, 2013$1.81MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTENBERG MERIL SOLOMON BERTIGER & GUTILLA, PC SADDLE BROOK, New Jersey, United States
Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3797786021
Reported beneficial owners
31
Minimum commitment
$1M
Form D file number
021-10943

Form ADV 732323 · Apr 23, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 23, 2013. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Performance-based

Principal office

37 WEST 20TH STREET, SUITE 908
NEW YORK, NY, 10011, United States

CRD 160142

Filing source

Form ADV 732323 · Apr 23, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.