Investment adviser · CRD 172683

THRAX MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed May 27, 2016

Regulatory AUM
$261M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
3
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THRAX MASTER FUND, LPHedge Fund · Last reported May 27, 2016$254MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian FIDELITY BROKERAGE SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No
Prime broker FIDELITY BROKERAGE SERVICES LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIDELITY BROKERAGE SERVICES LLC
SEC 8-23292

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

Fund details & source
Fund ID
805-6624813622
Reported beneficial owners
13
Minimum commitment
$1M
Form D file number
021-232655
Form D file number
021-232872

Form ADV 1021121 · May 27, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THRAX FOCUS FUND, LPHedge Fund · Last reported May 27, 2016$6.84MGross asset value

Form D fundraising filings

Cedar River Fund LP

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian WELLS FARGO BANK, N.A NEW YORK, New York, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-1246524929
Reported beneficial owners
9
Minimum commitment
$1M
Form D file number
021-126136

Form ADV 1021121 · May 27, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 27, 2016. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

570 LEXINGTON AVENUE, SUITE 1403
NEW YORK, NY, 10022, United States

CRD 172683

Filing source

Form ADV 1021121 · May 27, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.