Investment adviser · CRD 108313

THOMPSON WEALTH MANAGEMENT, LTD.

Investment adviser filing (IA)

CONCORD, MA, United States · Form ADV filed Mar 30, 2021

Regulatory AUM: $310M
Client accounts: 525
Employees: 6
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	93	$274,214,190	88.4%
Retirement plans	6	$28,503,977	9.2%
Individuals	17	$5,825,830	1.9%
Corporations & businesses	Fewer than 5	$1,491,098	0.5%

Filing source

Form ADV 1525595 · Mar 30, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TWM MONUMENT PARTNERS, LLCPrivate Equity Fund · Last reported Sep 1, 2017$704KGross asset value

Custodian FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
SEC 8-35097

Fund details & source

Fund ID: 805-7833712326
Reported beneficial owners: 15
Minimum commitment: $0

Form ADV 1135337 · Sep 1, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2021. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting

Compensation

Percentage of assets · Hourly · Fixed

Principal office

30 MONUMENT SQUARE, SUITE 101
CONCORD, MA, 01742, United States

CRD 108313

Filing source

Form ADV 1525595 · Mar 30, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.