Investment adviser · CRD 41353

THOMPSON DAVIS ASSET MANAGEMENT

Investment adviser filing (IA)

THOMPSON DAVIS & CO., INC.

RICHMOND, VA, United States · Form ADV filed Sep 10, 2026

Regulatory AUM
$211M
Form ADV · Item 5.F
Client accounts
300
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals206$142,405,55067.4%
Individuals88$61,030,95028.9%
Pooled investment vehicles1$4,127,1692.0%
Corporations & businesses5$3,774,4941.8%
Filing source

Form ADV 2131999 · Sep 10, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SEVEN HILLS CAPITAL PARTNERS, LPHedge Fund · Last reported Sep 10, 2026$4.13MGross asset value

Form D fundraising filings

Seven Hills Capital Partners LP

Fund administrator FLEMING FINANCIAL SERVICES P.C. BEL AIR, Maryland, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C. GLEN ALLEN, Virginia, United States
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Prime broker RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KEITER, STEPHENS, HURST, GARY & SHREAVES, P.C.
PCAOB 80

RBC CAPITAL MARKETS, LLC
SEC 8-45411

RBC CAPITAL MARKETS, LLC
CRD 31194 · SEC 8-45411

Fund details & source
Fund ID
805-2806791858
Reported beneficial owners
12
Minimum commitment
$200K
Form D file number
021-137610

Form ADV 2131999 · Sep 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 10, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

9030 STONY POINT PKWY, STE 100
RICHMOND, VA, 23235, United States

CRD 41353

Filing source

Form ADV 2131999 · Sep 10, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.