Investment adviser · CRD 120446

THOMAS WEISEL GLOBAL GROWTH PARTNERS LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Jul 6, 2018

Regulatory AUM: $304M
Client accounts: 5
Employees: 10
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$304,440,004	100.0%
Individuals	Fewer than 5	$0	0.0%
High-net-worth individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Retirement plans	Fewer than 5	$0	0.0%
Charities	Fewer than 5	$0	0.0%
Government entities	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%
Corporations & businesses	Fewer than 5	$0	0.0%
Other clients	Fewer than 5	$0	0.0%

Filing source

Form ADV 1227413 · Jul 6, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VCFOF - SKANDIA, LP (F/K/A TWGGPIV- SKANDIA, L.P.)Venture Capital Fund · Last reported Jul 6, 2018$202MGross asset value

Fund administrator ANDERSEN TAX NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 34

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-8953773857
Reported beneficial owners: 2
Minimum commitment: $1

Form ADV 1227413 · Jul 6, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

H-VCFOF, LP (F/K/A HFI-WEISEL, LP)Venture Capital Fund · Last reported Jul 6, 2018$49.5MGross asset value

Fund administrator ANDERSEN TAX NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 34

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-6478915547
Reported beneficial owners: 2
Minimum commitment: $1

Form ADV 1227413 · Jul 6, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VCFOF III, VP (F/K/A THOMAS WEISEL GLOBAL GROWTH PARTNERS III, L.P.)Venture Capital Fund · Last reported Jul 6, 2018$27.8MGross asset value

Fund administrator ANDERSEN TAX NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED SAN FRANCISCO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 34

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-5967718481
Reported beneficial owners: 2
Minimum commitment: $1
Form D file number: 021-1315597

Form ADV 1227413 · Jul 6, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VCFOF II(S), LP (F/K/A THOMAS WEISEL GLOBAL GROWTH PARTNERS II (S), L.P.)Venture Capital Fund · Last reported Jul 6, 2018$18.8MGross asset value

Fund administrator ANDERSEN TAX NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 34

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-6234111616
Reported beneficial owners: 10
Minimum commitment: $500K
Form D file number: 021-1211505

Form ADV 1227413 · Jul 6, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VCFOF II PARALLEL (S), LP (F/K/A THOMAS WEISEL GLOBAL GROWTH PARTNERS II PARALLEL (S), L.P.)Venture Capital Fund · Last reported Jul 6, 2018$6.98MGross asset value

Fund administrator ANDERSEN TAX NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 34

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-8208797528
Reported beneficial owners: 2
Minimum commitment: $1
Form D file number: 021-1211505

Form ADV 1227413 · Jul 6, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THOMAS WEISEL GLOBAL GROWTH PARTNERS IV (S)Private Equity Fund · Last reported Aug 24, 2015$56MGross asset value

Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED SAN FRANCISCO, California, United States Related to adviser: Yes

Custodian THOMAS WEISEL GLOBAL GROWTH PARTNERS LLC SAN FRANCISCO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-2893450881
Reported beneficial owners: 11
Minimum commitment: $500K
Form D file number: 021-1436795

Form ADV 942881 · Aug 24, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TWGGP - RISF, L.P.Private Equity Fund · Last reported Aug 24, 2015$1.25MGross asset value

Feeder funds

TWGGP - RISF (CAYMAN), L.P.

Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source

Fund ID: 805-1067227272
Reported beneficial owners: 2
Minimum commitment: $1

Form ADV 942881 · Aug 24, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 6, 2018. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

ONE MONTGOMERY STREET, SUITE 3700
SAN FRANCISCO, CA, 94104, United States

CRD 120446

Filing source

Form ADV 1227413 · Jul 6, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.