Investment adviser · CRD 108696

THOMAS WEISEL CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Mar 24, 2017

Regulatory AUM
$2.95M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VCFOF (B), LP F/K/A THOMAS WEISEL GLOBAL GROWTH PARTNERS (B),L.P.Venture Capital Fund · Last reported Mar 24, 2017$2.22MGross asset value
Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source
Fund ID
805-2037834595
Reported beneficial owners
18
Minimum commitment
$100K
Form D file number
021-99999

Form ADV 1071690 · Mar 24, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VCFOF (A) LP F/K/A THOMAS WEISEL GLOBAL GROWTH PARTNERS (A),L.P.Venture Capital Fund · Last reported Mar 24, 2017$722KGross asset value
Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source
Fund ID
805-8555643567
Reported beneficial owners
62
Minimum commitment
$100K

Form ADV 1071690 · Mar 24, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VCFIF EMPLOYEE FUND LP F/K/A THOMAS WEISEL GLOBAL GROWTH PARTNERS EMPLOYEE FUND,L.P.Venture Capital Fund · Last reported Mar 24, 2017$394KGross asset value
Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source
Fund ID
805-4915022911
Reported beneficial owners
91
Minimum commitment
$100K
Form D file number
021-99999

Form ADV 1071690 · Mar 24, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THOMAS WEISEL VENTURE PARTNERS L.P.Venture Capital Fund · Last reported Dec 1, 2015$57.9MGross asset value
Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes
Custodian THOMAS WEISEL CAPITAL MANAGEMENT LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source
Fund ID
805-6454524515
Reported beneficial owners
33
Minimum commitment
$5M
Form D file number
021-1545783

Form ADV 960059 · Dec 1, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THOMAS WEISEL HEALTHCARE VENTURE PARTNERS, L.P.Venture Capital Fund · Last reported May 27, 2016$16.3MGross asset value
Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source
Fund ID
805-9563753733
Reported beneficial owners
6
Minimum commitment
$100K
Form D file number
021-54357

Form ADV 1020970 · May 27, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TAILWIND CAPITAL PARTNERS 1999, L.P.Private Equity Fund · Last reported Mar 28, 2013$14.4MGross asset value
Auditor DELOITTE & TOUCHE SAN FRANCISO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes
Custodian THOMAS WEISEL CAPITAL MANAGEMENT LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source
Fund ID
805-6454664113
Reported beneficial owners
155
Minimum commitment
$25K

Form ADV 719759 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THOMAS WEISEL STRATEGIC OPPORTUNITIES PARTNERS, L.P.Private Equity Fund · Last reported May 13, 2013$10.5MGross asset value
Auditor DELOITTE & TOUCHE SAN FRANCISCO, California, United States
Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: Yes
Custodian THOMAS WEISEL CAPITAL MANAGEMENT LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

Fund details & source
Fund ID
805-8179568284
Reported beneficial owners
3
Minimum commitment
$1

Form ADV 736467 · May 13, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

ONE MONTGOMERY STREET, SUITE 3700
SAN FRANCISCO, CA, 94104, United States

CRD 108696

Filing source

Form ADV 1071690 · Mar 24, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.