Investment adviser · CRD 308566
THOMAS CAPITAL MANAGEMENT, LLC
Investment adviser filing (IA)
· Form ADV filed Mar 2, 2021
- Regulatory AUM
- $160K Form ADV · Item 5.F
- Client accounts
- 3 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 2 | $150,000 | 93.8% |
| High-net-worth individuals | Fewer than 5 | $8,000 | 5.0% |
| Individuals | Fewer than 5 | $2,000 | 1.3% |
Filing source
Form ADV 1501514 · Mar 2, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
2 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
CONTRA FUND LPHedge Fund · Last reported Mar 2, 2021$101KGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
TASTYWORKS, INC.
SEC 8-69649
INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257
Fund details & source
- Fund ID
- 805-4427957686
- Reported beneficial owners
- 3
- Minimum commitment
- $1K
Form ADV 1501514 · Mar 2, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GLOBAL EQUITY LPHedge Fund · Last reported Mar 2, 2021$1KGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
TASTYWORKS, INC.
SEC 8-69649
INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257
Fund details & source
- Fund ID
- 805-6492516206
- Reported beneficial owners
- 1
- Minimum commitment
- $500
Form ADV 1501514 · Mar 2, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 2, 2021. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters
Compensation
Percentage of assets · Subscription · Fixed · Performance-based
Principal office
CRD 308566
Filing source
Form ADV 1501514 · Mar 2, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.