Investment adviser · CRD 139071
THOMAFIN & ASSOCIATES LLC
Investment adviser filing (IA)
· Form ADV filed Mar 27, 2012
- Regulatory AUM
- $19M Form ADV · Item 5.F
- Client accounts
- 4 Accounts, not individual clients
Not available in this filing: Employees, Advisory professionals.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 27, 2012. View historical filings
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
CRD 139071
Filing source
Form ADV 623192 · Mar 27, 2012 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.