Investment adviser · CRD 160690
THIRD SECURITY, LLC
Investment adviser filing (IA)
RADFORD, VA, United States · Form ADV filed Jun 30, 2020
- Regulatory AUM
- $1.09B Form ADV · Item 5.F
- Client accounts
- 41 Accounts, not individual clients
- Employees
- 21 Reported in this filing
- Advisory professionals
- 13 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | Fewer than 5 | $551,309,207 | 50.6% |
| Pooled investment vehicles | 37 | $539,173,793 | 49.4% |
Filing source
Form ADV 1439864 · Jun 30, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
32 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
KAPITAL JOE, LLCHedge Fund · Last reported Jun 30, 2020$124MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-6193041429
- Reported beneficial owners
- 14
- Minimum commitment
- $800K
Form ADV 1439864 · Jun 30, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
THIRD SECURITY STAFF 2001 LLCPrivate Equity Fund · Last reported Jun 30, 2020$89.6MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-3503569999
- Reported beneficial owners
- 12
- Minimum commitment
- $1
Form ADV 1439864 · Jun 30, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NRM VI HOLDINGS I, LLCPrivate Equity Fund · Last reported Jun 30, 2020$74.3MGross asset value
Feeder funds
- NEW RIVER MANAGEMENT VI, LP
- NRM VI EE, LP
- NRM VI KF, LP
- NRM VI STAFF, LP
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
KPMG, LLP
PCAOB 185
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-7600872608
- Reported beneficial owners
- 89
- Minimum commitment
- $5M
Form ADV 1439864 · Jun 30, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
THIRD SECURITY CAPITAL PARTNERS V, LLCHedge Fund · Last reported Jun 30, 2020$74.2MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-7802816782
- Reported beneficial owners
- 3
- Minimum commitment
- $10
Form ADV 1439864 · Jun 30, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
THIRD SECURITY SENIOR STAFF LLCHedge Fund · Last reported Jun 30, 2020$49MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-7095311625
- Reported beneficial owners
- 5
- Minimum commitment
- $1
Form ADV 1439864 · Jun 30, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NRM VII HOLDINGS I, LLCPrivate Equity Fund · Last reported Jun 30, 2020$48.7MGross asset value
Feeder funds
- NEW RIVER MANAGMENT VII, LP
- NRM VII EE, LP
- NRM VII KF, LP
- NRM VII STAFF, LP
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
KPMG, LLP
PCAOB 185
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-1371377897
- Reported beneficial owners
- 45
- Minimum commitment
- $1M
Form ADV 1439864 · Jun 30, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
THIRD SECURITY SENIOR STAFF 2007 LLCHedge Fund · Last reported Jun 30, 2020$48.6MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-8427182042
- Reported beneficial owners
- 8
- Minimum commitment
- $1
Form ADV 1439864 · Jun 30, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jun 30, 2020. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management
Compensation
Performance-based
Principal office
THE GOVERNOR TYLER, 1881 GROVE AVENUERADFORD, VA, 24141, United States
CRD 160690
Filing source
Form ADV 1439864 · Jun 30, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.