THIRD FRIDAY MANAGEMENT, LLC – investment adviser, $32.8M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$30,703,637	93.6%
Corporations & businesses	Fewer than 5	$1,070,982	3.3%
Other clients	Fewer than 5	$1,037,375	3.2%

Filing source

Form ADV 1287193 · Mar 15, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE THIRD FRIDAY TOTAL RETURN FUND, L.P.Hedge Fund · Last reported Mar 15, 2019$30.7MGross asset value

Feeder funds

THIRD FRIDAY TOTAL RETURN FUND INTERNATIONAL, LTD.

Fund administrator SOUTH WATCH LLC CANTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BAKER TILLY VIRCHOW KRAUSE LLP CHICAGO, Illinois, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BAKER TILLY VIRCHOW KRAUSE LLP
PCAOB 23

INTERACTIVE BROKERS LLC
SEC 8-47257

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source

Fund ID: 805-4086344348
Reported beneficial owners: 30
Minimum commitment: $250K
Form D file number: 021-250839

Form ADV 1287193 · Mar 15, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 15, 2019. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters

Compensation

Percentage of assets · Subscription · Performance-based

Principal office

CRD 283674

Filing source

Form ADV 1287193 · Mar 15, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.