Investment adviser · CRD 304084
THEORY FINANCIAL
Investment adviser filing (IA)
THEORY FINANCIAL LLC
FORT COLLINS, CO, United States · Form ADV filed Mar 4, 2026
- Regulatory AUM
- $319M Form ADV · Item 5.F
- Client accounts
- 676 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 106 | $255,430,267 | 80.0% |
| Individuals | 146 | $63,810,384 | 20.0% |
Filing source
Form ADV 2040652 · Mar 4, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 4, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets
Principal office
2580 HARMONY ROAD, SUITE 201FORT COLLINS, CO, 80528, United States
CRD 304084
Filing source
Form ADV 2040652 · Mar 4, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.