THEOREMA ADVISORS UK LLP – investment adviser, $69.9M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$69,897,851	100.0%
Individuals	Fewer than 5	Not reported	Not reported
High-net-worth individuals	Fewer than 5	Not reported	Not reported
Banks & thrifts	Fewer than 5	Not reported	Not reported
Retirement plans	Fewer than 5	Not reported	Not reported
Charities	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported
Corporations & businesses	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 1651690 · May 13, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PLURIMA THEOREMA EUROPEAN LONG-SHORT EQUITY FUNDHedge Fund · Last reported May 13, 2022$69.9MGross asset value

Fund administrator RBC INVESTOR SERVICES IRELAND LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian RBC INVESTOR SERVICES BANK S.A.DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No

Prime broker MERRILL LYNCH INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1193

RBC INVESTOR SERVICES BANK S.A.DUBLIN BRANCH
LEI 549300IVXKQHV6O7PY61

Fund details & source

Fund ID: 805-6758322034
Reported beneficial owners: 1
Minimum commitment: $1

Form ADV 1651690 · May 13, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

JUNIE OPPORTUNITIES FUNDHedge Fund · Last reported Mar 15, 2021$6.08KGross asset value

Fund administrator RBC INVESTOR SERVICES IRELAND LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian RBC INVESTOR SERVICES BANK S.A.DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No

Prime broker RBC INVESTOR SERVICES IRELAND LTD DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1193

Fund details & source

Fund ID: 805-7450306742
Reported beneficial owners: 1
Minimum commitment: $120K

Form ADV 1495937 · Mar 15, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 13, 2022. View historical filings

Reported services

Not reported in these imported fields

Compensation

Percentage of assets · Performance-based

Principal office

13 HANOVER SQUARE
LONDON, W1S 1HN, United Kingdom

CRD 137489

Filing source

Form ADV 1651690 · May 13, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.