Investment adviser · CRD 107056

THE SWARTHMORE GROUP, INC.

Investment adviser filing (IA)

PHILADELPHIA, PA, United States · Form ADV filed Mar 29, 2022

Regulatory AUM: $1.49B
Client accounts: 45
Employees: 10
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Corporations & businesses	5	$603,800,347	40.7%
Retirement plans	7	$310,707,081	20.9%
Government entities	4	$266,883,653	18.0%
Charities	6	$196,408,979	13.2%
Insurance companies	1	$103,670,762	7.0%
High-net-worth individuals	4	$3,706,782	0.2%

Filing source

Form ADV 1609649 · Mar 29, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE RORKE GLOBAL FUND PLCHedge Fund · Last reported Mar 28, 2013$106KGross asset value

Fund administrator SUMI TRUST FUND SERVICES LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE DUBLIN, Ireland

Custodian SUMI TRUST FUND SERVICES LIMITED DUBLIN, Ireland Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9660019676
Reported beneficial owners: 1
Minimum commitment: $388K

Form ADV 724271 · Mar 28, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2022. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets

Principal office

1650 ARCH STREET, SUITE 2100
PHILADELPHIA, PA, 19103-2029, United States

CRD 107056

Filing source

Form ADV 1609649 · Mar 29, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.