Investment adviser · CRD 114975
THE SHOBE FINANCIAL GROUP
Investment adviser filing (IA)
SHOBE & ASSOCIATES, INC
BATON ROUGE, LA, United States · Form ADV filed Apr 10, 2023
- Regulatory AUM
- $397M Form ADV · Item 5.F
- Client accounts
- 299 Accounts, not individual clients
- Employees
- 21 Reported in this filing
- Advisory professionals
- 10 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 105 | $210,400,000 | 53.1% |
| Individuals | 179 | $85,500,000 | 21.6% |
| Corporations & businesses | Fewer than 5 | $36,900,000 | 9.3% |
| Government entities | Fewer than 5 | $34,600,000 | 8.7% |
| Other clients | 10 | $28,900,000 | 7.3% |
| Charities | Fewer than 5 | $300,000 | 0.1% |
Filing source
Form ADV 1750928 · Apr 10, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 10, 2023. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
8280 YMCA PLAZA DRIVE, BUILDING 4BATON ROUGE, LA, 70810, United States
CRD 114975
Filing source
Form ADV 1750928 · Apr 10, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.