Investment adviser · CRD 123689

THE POWELL FINANCIAL GROUP, INC.

Investment adviser filing (IA)

· Form ADV filed Jan 2, 2015

Regulatory AUM
$133M
Form ADV · Item 5.F
Client accounts
377
Accounts, not individual clients
Employees
5
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jan 2, 2015. View historical filings

Reported services

Financial planning · Individual portfolio management

Compensation

Percentage of assets · Hourly · Fixed

Principal office

CRD 123689

Filing source

Form ADV 861958 · Jan 2, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.