Investment adviser · CRD 150423
THE NORTHERN TRUST COMPANY OF CONNECTICUT
Investment adviser filing (IA)
STAMFORD, CT, United States · Form ADV filed Dec 10, 2013
- Regulatory AUM
- $36.6B Form ADV · Item 5.F
- Client accounts
- 119 Accounts, not individual clients
- Employees
- 103 Reported in this filing
- Advisory professionals
- 31 Investment advisory functions
Private funds & service providers
28 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
NORTHERN TRUST DIVERSIFIED MASTER HEDGE FUND, LPHedge Fund · Last reported Dec 10, 2013$588MGross asset value
Feeder funds
- NORTHERN TRUST DIVERSIFIED HEDGE FUND, LLC
- NORTHERN TRUST DIVERSIFIED HEDGE FUND, LTD
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-1325853580
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 771402 · Dec 10, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GLOBAL EMERGING MARKETS FUND - FIRST STATE INVESTMENTS INTERNATIONAL LIMITEDOther Private Fund · Last reported Dec 10, 2013$220MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-6084304083
- Reported beneficial owners
- 282
- Minimum commitment
- $250K
Form ADV 771402 · Dec 10, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NORTHERN TRUST PRIVATE EQUITY FUND (QP) II, LPPrivate Equity Fund · Last reported Dec 10, 2013$146MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-9306307119
- Reported beneficial owners
- 180
- Minimum commitment
- $250K
- Form D file number
- 021-70964
Form ADV 771402 · Dec 10, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GLOBAL EMERGING MARKETS FUND - EMERGING MARKETS DEBT FUNDOther Private Fund · Last reported Dec 10, 2013$120MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-7331265983
- Reported beneficial owners
- 24
- Minimum commitment
- $250K
Form ADV 771402 · Dec 10, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NORTHERN TRUST BUYOUT (US) FUND III, LPPrivate Equity Fund · Last reported Dec 10, 2013$119MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2900339287
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
- Form D file number
- 021-97743
Form ADV 771402 · Dec 10, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NORTHERN TRUST VENTURE CAPITAL FUND III, LPPrivate Equity Fund · Last reported Dec 10, 2013$70.4MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-8325054274
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
- Form D file number
- 021-97745
Form ADV 771402 · Dec 10, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GLOBAL EQUITY FUND - GENERATION INVESTMENT MANAGEMENT, LLPOther Private Fund · Last reported Dec 10, 2013$61.8MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-5793919235
- Reported beneficial owners
- 52
- Minimum commitment
- $250K
Form ADV 771402 · Dec 10, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Dec 10, 2013. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
300 ATLANTIC STREET, SUITE 400STAMFORD, CT, 06901-3522, United States
CRD 150423
Filing source
Form ADV 771402 · Dec 10, 2013 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.