Investment adviser · CRD 132415
THE HUMPHREYS GROUP
Investment adviser filing (IA)
THE HUMPHREYS GROUP, LLC
SAN FRANCISCO, CA, United States · Form ADV filed Feb 16, 2024
- Regulatory AUM
- $284M Form ADV · Item 5.F
- Client accounts
- 121 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 69 | $253,834,940 | 89.5% |
| Individuals | 47 | $12,818,111 | 4.5% |
| Retirement plans | 3 | $11,562,455 | 4.1% |
| Charities | 2 | $5,428,885 | 1.9% |
Filing source
Form ADV 1825621 · Feb 16, 2024 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 16, 2024. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
220 MONTGOMERY STREET, SUITE 1850SAN FRANCISCO, CA, 94104, United States
CRD 132415
Filing source
Form ADV 1825621 · Feb 16, 2024 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.