Investment adviser · CRD 169966

THE FINANCIAL GROUP

Investment adviser filing (IA)

TFG INVESTMENT MANAGEMENT, LLC

DIAMOND BAR, CA, United States · Form ADV filed Jun 6, 2014

Regulatory AUM
$0
Form ADV · Item 5.F
Client accounts
0
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jun 6, 2014. View historical filings

Reported services

Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly

Principal office

21700 COPLEY DRIVE - SUITE 160
DIAMOND BAR, CA, 91765, United States

CRD 169966

Filing source

Form ADV 828645 · Jun 6, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.